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Frequently Asked Questions (FAQs)

CAN DSS PROVIDE COMPLIANCE SERVICES ON AN OUTSOURCED BASIS?

 

dss staff holds internationally recognized compliance certifications and is prepared to provide compliance services on an outsourced basis to any registrant of the Securities Commission of The Bahamas (SCB).  These services can be tailored and priced to fit the specific needs of your business (e.g. product mix, size of client base, available systems/platform, etc.). The Securities Commission of The Bahamas has issued guidelines for consultation to facilitate the outsourcing of this function to comply with The Securities Industry Act, 2011 and the Securities Industry Regulation, 2012.  It is anticipated that these Guidelines will be approved and promulgated by the SCB shortly.

 

dave shannon smith ('dssfcspbahamas') 
Cable Beach, P.O. Box CB 12631, Nassau, The Bahamas is a financial and corporate service provider [FCSP] regulated and licensed by the Inspector to do business in and from within The Bahamas. This Site is governed by and construed in accordance with the laws of The Commonwealth of The Bahamas. All disputes arising out of or in connection with the site shall be subject to the courts of The Commonwealth of The Bahamas.

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